Research Analyst Disclosures
Statutory disclosures for Research Analyst services.
Detailed Compliance Disclosures
Research Analyst Disclosures
The disclosures listed below are prepared to establish complete transparency between Shiva Market Solutions (Individual Research Analyst) and prospective subscription clients.
1. Research Entity & Analyst
For the purpose of these disclosures and analytical reports, the Research Entity and individual analyst is Shiva Market Solutions.
2. Disciplinary History
There are no pending material litigations, investigations, or legal actions initiated against Shiva Market Solutions or his associates/relatives by any regulatory body.
3. Specific Statutory Disclosures
Financial Interest: The Research Analyst or his relatives/associates do not hold any financial interest or actual beneficial ownership of 1% or more in recommended companies preceding the date of report publication. Any exceptions are explicitly stated during target calls.
No Affiliation: The Research Analyst has no material affiliation or business relationships of any sort with the issuers of the products/stocks recommended herein.
No Compensation: The Research Analyst has not received any compensation, banking fees, merchant margins, or third-party benefits from the subject companies in the past 12 months.
No Portfolio Management: The Research Analyst has not managed or co-managed any public offerings or market market-making portfolios for recommended issuers.